TORRUELLA, Circuit Judge.
Pro se plaintiff-appellants Jeffrey H. Redfern and Anant N. Pradhan filed an action in the district court challenging the constitutionality of the Transportation Security Administration's (TSA) use of Advanced Imaging Technology (AIT) body scanners and enhanced pat-downs as primary methods of passenger screening at U.S. airports. The district court dismissed appellants' claims for declaratory and injunctive relief on the ground that it was without jurisdiction to entertain them, because the case should have been filed directly with this court in accordance with 49 U.S.C. § 46110. Appellants appealed and we ordered the parties to conduct extensive briefing, both on the jurisdictional issue and on the merits of appellants' constitutional claims.
The government, however, has informed us that, as of May 16, 2013, the AIT scanners currently deployed at passenger screening checkpoints are no longer generating the revealing images of passengers' bodies that spawned this lawsuit; instead, they are displaying a generic outline of a person for all passengers. Given the potential impact of this new development on the justiciability of the case, we ordered the parties to conduct additional briefing
Congress created the TSA in response to the September 11, 2001, terrorist attacks and charged it with ensuring civil aviation security, including the screening of all passengers and property that move through U.S. airports. See 49 U.S.C. § 114(d). The agency complies with this mandate in part by issuing Standard Operating Procedures (SOPs), which are approved by the TSA Administrator and set forth the uniform practices to be followed by TSA personnel. One such SOP, called the Screening Checkpoint SOP, specifies the procedures that govern the screening of passengers and property at all passenger screening checkpoints.
On September 17, 2010, the TSA issued a revised Screening Checkpoint SOP, which was to be implemented on October 29, 2010 (the "2010 SOP"). The government notes that this directive contains "updated procedures for detecting nonmetallic explosive devices and weapons," including the use of AIT scanners and enhanced pat-downs. The 2010 SOP authorizes the use of two types of AIT scanners (1) backscatter x-ray scanners (which use small amounts of x-rays) and (2) millimeter-wave scanners (which use radio waves). The TSA began using AIT scanners in 2007 to provide secondary screening for selected passengers, but the 2010 SOP for the first time authorizes their use as primary screening tools.
The 2010 SOP also provides that persons who prefer not to undergo an AIT scan may instead opt for an enhanced pat-down. According to appellants, this procedure is highly intrusive, involving "the touching of the genitals, buttocks, and ... breasts of the individual being screened." In their view, this procedure, "if done non-consensually, would amount to a sexual assault in most jurisdictions." A traveler is not permitted to opt out of the enhanced pat-down and receive a standard pat-down or metal-detection inspection. Furthermore, a traveler who refuses to undergo one or the other of these new procedures will not be permitted to fly. 49 U.S.C. § 44902(a)(1).
Appellants commenced this action in federal district court in Massachusetts against Janet Napolitano, in her official capacity as Secretary of Homeland Security, and John Pistole, in his official capacity as Administrator of the TSA (collectively, the "appellees"). In their complaint, appellants submit that they are "regular air travelers" who have been subjected to both AIT scanners and enhanced pat-downs during recent trips around the country, and that they foresee being subjected to the same procedures in future planned trips. They claim that AIT scanners "produce clear images of the nude body of the searched party" and that the TSA has provided them with no guarantee that the generated images will not be saved. They thus argue that the TSA's use of these screening procedures violates their rights under the Fourth Amendment against unreasonable searches and seizures, as well as their right to privacy and interstate travel. Their complaint seeks a declaratory judgment that the new screening procedures are unconstitutional and a permanent injunction against the use of such techniques "without reasonable suspicion or probable cause."
The appellees moved to dismiss the complaint under Rule 12(b)(1) for lack of subject
After the appeal was docketed and the parties briefed the jurisdictional issue, we entered an order scheduling the case for oral argument and directing the parties to also brief the merits of appellants' constitutional claims. We took no stance on the jurisdictional question presented by the appeal. In its brief addressing the merits, dated December 26, 2012, appellees informed us that the TSA had recently developed privacy software for millimeter-wave scanners "that eliminates passenger-specific images and instead indicates the location of potential threats on [a] generic human figure." Appellees claimed that this software, called "Automatic Target Recognition" (ATR),
A few months later, on March 19, 2013, appellees informed us, via a Federal Rule of Appellate Procedure 28(j) letter, that Rapiscan, the manufacturer of the backscatter scanners, had "been unable to develop effective ATR software for use in its backscatter machines," and that as a result, TSA had decided to terminate its contract with them. This move was the result of a new law passed by Congress, the FAA Modernization and Reform Act of 2012, Pub.L. No. 112-95, § 26, 126 Stat. 11, 132 (Feb. 14, 2012), which required the TSA to ensure that all AIT scanners being used for passenger screening be equipped with ATR software by June 1, 2012, a deadline which was further extended by the TSA to May 31, 2013. An attachment to appellees' Rule 28(j) letter also stated that "[a]ll Rapiscan AIT units currently operational at checkpoints around the country, as well as those stored at the TSA Logistics Center, will be removed by Rapiscan at their expense and stored until they can be redeployed to other mission priorities within the government." As a result, appellees represented that all backscatter scanners were going to be removed from passenger screening checkpoints by May 31, 2013, leaving only millimeter-wave scanners equipped with ATR technology in their stead.
Given the TSA's representation that appellants, at least in the context of air travel, are no longer to be subjected to scanning
This appeal calls on us to resolve two jurisdictional issues: (1) whether the 2010 SOP is an "order" under 49 U.S.C. § 46110, such that jurisdiction did not lie with the district court; and (2) whether, given recent events, this appeal has become moot, such that we are no longer with jurisdiction to entertain it under Article III of the United States Constitution. Because we do in fact conclude that this appeal is moot and that entering into an analysis on whether the 2010 SOP is an "order" under § 46110 would serve no useful purpose, we will bypass that issue altogether, and proceed to explain our reasoning.
Although an appellate court must normally "satisfy itself both of its own subject-matter jurisdiction and of the subject-matter jurisdiction of the trial court before proceeding further," Royal Siam Corp. v. Chertoff, 484 F.3d 139, 142 (1st Cir.2007), both Supreme Court and circuit precedent allow us to sidestep certain jurisdictional issues in select circumstances. The Supreme Court in Steel Co. v. Citizens for Better Environment, 523 U.S. 83, 94, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998), established the general principle that federal courts are "required to determine whether Article III jurisdiction exists prior to proceeding to the merits of the case." United Seniors Ass'n, Inc. v. Philip Morris USA, 500 F.3d 19, 23 (1st Cir.2007). In Parella v. Retirement Board of Rhode Island Employees' Retirement System, 173 F.3d 46, 57 (1st Cir.1999), we noted that the justices in Steel Co. distinguished between jurisdictional issues that arise under Article III and those that arise under federal statutes; "the former should ordinarily be decided before the merits, but the latter need not be." Id. Additionally, in subsequent cases we have held that appellate courts remain free to bypass problematic jurisdictional issues provided those issues do not implicate Article III's "case or controversy" requirement. See, e.g., Kelly v. Marcantonio, 187 F.3d 192, 197 (1st Cir.1999); Royal Siam Corp., 484 F.3d at 144; Aponte-Rosario v. Acevedo-Vilá, 617 F.3d 1, 6 (1st Cir.2010).
The question whether the district court possessed jurisdiction to hear this case under § 46110 is plainly an issue of statutory jurisdiction which we may bypass. This issue does not involve Article III's requirement of a "case" or "controversy," and even if we were to resolve it in the government's favor, this court would still have jurisdiction to hear the case in the first instance. The question of whether this case is moot, however, does call into question our power to hear this case under Article III and we are thus prohibited from sidestepping it under the above case-law. Because we find that this case is moot and that we are without Article III jurisdiction to entertain it, there is little
Our first line of inquiry is to decide whether we are able to take judicial notice of the TSA's consummated decision to remove all backscatter machines from passenger screening checkpoints. Appellants note that "it is inappropriate to consider evidence relating to contested issues of fact when that evidence is submitted in a 28(j) letter." In this case, the appellees introduced new facts concerning the TSA's plans to remove all non-ATR scanners from security checkpoints via its March 19, 2013 Rule 28(j) letter, and, in addition, appellees filed another Rule 28(j) letter dated June 17, 2013, stating that they had in fact removed said scanners from all checkpoints. Appellees maintain that their letter was filed pursuant to the Supreme Court's mandate directing attorneys "to bring to the federal tribunal's attention `without delay,' facts that may raise a question of mootness." Arizonans for Official English v. Arizona, 520 U.S. 43, 68 n. 23, 117 S.Ct. 1055, 137 L.Ed.2d 170 (1997) (citing Bd. of License Comm'rs of Tiverton v. Pastore, 469 U.S. 238, 240, 105 S.Ct. 685, 83 L.Ed.2d 618 (1985))(emphasis in original).
Although appellants note that Rule 28(j) letters may not normally be used to submit new evidence to an appeals court, they do recognize that in United States v. Brown, 631 F.3d 573, 580 (1st Cir.2011), we considered new facts presented in one such letter when those facts were verified and relevant to the question of mootness. Although appellants claim they are not bound to accept the new facts presented by appellees in their Rule 28(j) letters, they are nevertheless willing to accept as true the following facts: (1) "that the government presently intends to stop using the non-ATR-equipped backscatter scanners in U.S. airports for passenger screening after June 1, 2013," and (2) "that the backscatter scanners will be redeployed outside of airports." Because both parties agree that, as of June 1, 2013, appellants will no longer be subjected to body scanners that are not equipped with ATR technology at airport checkpoints, we find no difficulty in taking judicial notice of the facts presented in the government's Rule 28(j) letters.
Article III of the Constitution confines our jurisdiction to those claims that involve actual "cases" or "controversies." U.S. Const. art. III, § 2, cl. 1. It follows that federal courts "lack constitutional authority to decide moot questions"; the fact that a live controversy existed when the plaintiff brought suit is not enough. Barr v. Galvin, 626 F.3d 99, 104 (1st Cir.2010). "When a case is moot — that is, when the issues presented are no
This case began with appellants challenging the TSA's use of both millimeter-wave and backscatter scanners, as well as the use of enhanced pat-downs as a mandatory alternative method of screening for those passengers who opted out of AIT scanning. Once appellees informed us of their plans to equip millimeter-wave scanners with ATR technology, the appellants abandoned their claims against the use of such scanners, and instead maintained that backscatter scanners should also be equipped with ATR technology. However, now that appellees have informed us that the backscatter scanners have been removed from security screening checkpoints, and that appellants will no longer be subjected to body scanners that depict revealing images of their bodies, it is apparent that the remainder of appellants' claims have become moot.
Appellants seek to overcome the mootness issue by arguing that the kind of searches perpetrated by the government in this case are "capable of repetition, yet evading review." S. Pac. Terminal Co. v. ICC, 219 U.S. 498, 515 U.S. 1, 17, 118 S.Ct. 978, 140 L.Ed.2d 310 (1911). They maintain that, although the government promised to remove all backscatter scanners from passenger screening checkpoints, the government also intends to redeploy such scanners to "other mission priorities within the government." Appellants claim that it is therefore "reasonable to expect that we could at some point in the future be scanned again," because "as attorneys and residents of San Francisco and Washington, D.C., we are no strangers to mass transit and government buildings." For the reasons that follow, we are not persuaded by appellants' arguments.
The "capable of repetition, yet evading review" exception to the mootness doctrine is well established, although it is construed narrowly. Barr, 626 F.3d at 105-06. According to the Supreme Court, the party arguing for the exception has the burden of showing that "(1) the challenged action is in its duration too short to be fully litigated prior to cessation or expiration; and (2) there is a reasonable expectation or a demonstrated probability that the same complaining party will be subject to the same action again." FEC v. Wis. Right To Life, Inc., 551 U.S. 449, 462, 127 S.Ct. 2652, 168 L.Ed.2d 329 (2007) (citing Spencer v. Kemna, 523 U.S. 1, 17, 118 S.Ct. 978, 140 L.Ed.2d 43 (1998)) (internal quotation marks omitted); see also Barr, 626 F.3d at 105-06. In this case, even if we assume — without examining the issue — that appellants could show the requisite short timing for the exception to apply, they would clearly fail to meet their burden as to the second prong of the test: that there be a reasonable expectation or a demonstrated probability that they will be subjected to non-ATR-equipped body scanners in the future.
Appellants argue that, although they do not yet know the precise locations in which the government will choose to redeploy the backscatter scanners, it is reasonable to suppose that they will be scanned again in the future. However, the basis for their
The truth of the matter is that the government has not revealed where it plans to redeploy the decommissioned backscatter machines, or whether it intends to reuse them on the traveling public at all. There are a myriad of possibilities and it may very well be that appellants will never be subjected to the backscatter machines again. "[I]t is the original plaintiff, rather than some other party, who must bear the onus of repeated exposure to the challenged conduct in order to meet the `capable of repetition' standard." Ramírez v. Sánchez Ramos, 438 F.3d 92, 101 (1st Cir.2006). We thus find that, on this record, appellants have failed to demonstrate that they remain at risk for the harm about which they complain, namely, being scanned with non-ATR-equipped backscatter machines in the future.
As appellants have been unable to establish the applicability of the "capable of repetition" exception, it is clear to us that no live case or controversy remains and that their claims against the use of the backscatter machines must be dismissed as moot. Ramírez, 438 F.3d at 100 (noting that, where "intervening events have wiped the slate clean, the case has become moot.").
For the foregoing reasons, we vacate the judgment below and remand with instructions to dismiss the case as moot. The parties shall bear their own costs.